SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 12, 2010
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
(Amendment No. 1)
ATA Inc.
(Name of Issuer)
Common Shares*
American Depositary Shares
American Depositary Shares
(Title of Class of Securities)
00211V106**
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
o Rule 13d-1(c)
þ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
* Not for trading, but only in connection with the registration of American Depositary Shares
each representing 2 common shares.
** This CUSIP number applies to the American Depositary Shares.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act, but shall be subject to all other provisions of the
Act (however, see the Notes).
TABLE OF CONTENTS
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 2 |
of | 10 Pages |
1 | NAMES OF REPORTING PERSONS Walter Lin Wang |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Peoples Republic of China | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,923,576 common shares1 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,923,576 common shares 1 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,923,576 common shares 1 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.5%2 | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
1
Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a
British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee
of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the
beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
2
Based on 44,784,766 outstanding common shares as of December 31, 2009.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 3 |
of | 10 Pages |
1 | NAMES OF REPORTING PERSONS Wealth Treasure Management Limited |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
British Virgin Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,923,576 common shares3 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,923,576 common shares 3 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,923,576 common shares 3 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.5%4 | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
3 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a
British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee
of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the
beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
4
Based on 44,784,766 outstanding common shares as of December 31, 2009.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 4 |
of | 10 Pages |
1 | NAMES OF REPORTING PERSONS Infinity Wealth Holdings Limited |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
British Virgin Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,923,576 common shares5 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,923,576 common shares 5 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,923,576 common shares 5 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.5%6 | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
5 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares)
held by Wealth Treasure Management Limited, a British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by
HSBC International Trustee Limited as trustee of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter
Lin Wang as the settlor and one of the beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
6 Based on 44,784,766 outstanding common shares as of December 31, 2009.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 5 |
of | 10 Pages |
1 | NAMES OF REPORTING PERSONS Walter Wang Family Trust |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,923,576 common shares7 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,923,576 common shares 7 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,923,576 common shares 7 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.5%8 | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO |
7
Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a
British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee
of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the
beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
8
Based on 44,784,766 outstanding common shares as of December 31, 2009.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 6 |
of | 10 Pages |
Item 1(a) Name of Issuer:
ATA Inc. (Issuer)
Item 1(b) Address of Issuers Principal Executive Offices:
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
Jian Guo Men Nei
Beijing 100005, China
Item 2(a) Name of Person Filing:
Walter Lin Wang
Wealth Treasure Management Limited
Infinity Wealth Holdings Limited
Walter Wang Family Trust
Item 2(b) Address of Principal Business Office or, If None, Residence
Walter Lin Wang
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
Wealth Treasure Management Limited
Portcullis TrustNet Chambers, P.O. Box 3444
Road Town, Tortola
British Virgin Islands
Portcullis TrustNet Chambers, P.O. Box 3444
Road Town, Tortola
British Virgin Islands
Infinity Wealth Holdings Limited
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
Walter Wang Family Trust
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
Item 2(c) Citizenship
Walter Lin Wang Peoples Republic of China
Wealth Treasure Management Limited British Virgin Islands
Infinity Wealth Holdings Limited British Virgin Islands
Walter Wang Family Trust Cayman Islands
Item 2(d) Title of Class of Securities:
Common shares, par value US$0.01
American Depository Shares, each representing two common shares
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 7 |
of | 10 Pages |
Item 2(e) CUSIP Number:
00211V106
Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned:
Shared | Sole power to | |||||||||||||||||
Sole power | power to | dispose or to | Shared power | |||||||||||||||
Amount | to vote or | vote or to | direct the | to dispose or to | ||||||||||||||
beneficially | Percent | direct | direct | disposition | direct the | |||||||||||||
Reporting Person | owned: | of class: | the vote: | the vote: | of: | disposition of: | ||||||||||||
Walter Lin Wang
|
2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 6.5 | % | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | |||||||||||
Wealth Treasure Management Limited |
2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 6.5 | % | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | |||||||||||
Infinity Wealth Holdings Limited |
2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 6.5 | % | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | |||||||||||
Walter Wang Family
Trust
|
2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 6.5 | % | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) | 0 | 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares) |
The percentages of ownership set forth above are based on 44,784,766 common shares
outstanding as of December 31, 2009.
Wealth Treasure Management Limited is the record holder of the 2,923,576 common shares
(including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640
common shares). Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
Wealth Treasure Management Limited is wholly owned by Infinity Wealth Holdings Limited,
which is wholly owned by Walter Wang Family Trust, an irrevocable trust constituted under
the laws of the Cayman Islands. HSBC International Trustee Limited is trustee of Walter
Wang Family Trust. Walter Lin Wang is the settlor and one of the beneficiaries of Walter
Wang Family Trust. As trustee of Walter Wang Family Trust, HSBC
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 8 |
of | 10 Pages |
International
Trustee Limited has indirect voting and dispositive power with
respect to the shares. HSBC International Trustee Limited reports its beneficial ownership with respect to
the 2,930,576 common shares on its own individual Schedule 13G.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Not applicable.
Item 7. | Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certifications
Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated:
February 12, 2010
Walter Lin Wang | ||||||
/s/ Walter Lin Wang | ||||||
Wealth Treasure Management Limited | ||||||
By: | /s/ Walter Lin Wang | |||||
Name: | Walter Lin Wang | |||||
Title: | Sole director of Wealth Treasure Management Limited | |||||
Infinity Wealth Holdings Limited | ||||||
By: | Annette Siu Sharnika Wijetunge | |||||
Name: | Annette Siu & Sharnika Wijetunge | |||||
Title: | Authorised Signatories of Infinity Wealth Holdings Limited |
|||||
Walter Wang Family Trust | ||||||
By: | Annette Siu Sharnika Wijetunge | |||||
Name: | Annette Siu & Sharnika Wijetunge | |||||
Title: | Authorised Signatories of | |||||
HSBC International Trustee Limited, as trustee |
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