Form: SC 13G/A

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

February 12, 2010

Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
ATA Inc.
 
(Name of Issuer)
Common Shares*
American Depositary Shares
 
(Title of Class of Securities)
00211V106**
 
(CUSIP Number)
December 31, 2009
 
(Date of Event Which Requires Filing of this Statement)
     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o      Rule 13d-1(b)
o      Rule 13d-1(c)
þ      Rule 13d-1(d)
     The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     *    Not for trading, but only in connection with the registration of American Depositary Shares each representing 2 common shares.
     ** This CUSIP number applies to the American Depositary Shares.
     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


TABLE OF CONTENTS

Item 1(a) Name of Issuer
Item 1(b) Address of Issuer’s Principal Executive Offices
Item 2(a) Name of Person Filing
Item 2(b) Address of Principal Business Office or, If None, Residence
Item 2(c) Citizenship
Item 2(d) Title of Class of Securities
Item 2(e) CUSIP Number
Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c)
Item 4. Ownership
Item 5. Ownership of Five Percent or Less of a Class
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certifications
SIGNATURE
LIST OF EXHIBITS


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 

 

           
1   NAMES OF REPORTING PERSONS

Walter Lin Wang
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  People’s Republic of China
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,923,576 common shares1
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,923,576 common shares 1
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,923,576 common shares 1
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.5%2
     
12   TYPE OF REPORTING PERSON
   
  IN
 1 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
2 Based on 44,784,766 outstanding common shares as of December 31, 2009.


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 

 

           
1   NAMES OF REPORTING PERSONS

Wealth Treasure Management Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,923,576 common shares3
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,923,576 common shares 3
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,923,576 common shares 3
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.5%4
     
12   TYPE OF REPORTING PERSON
   
  CO
 3 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
4 Based on 44,784,766 outstanding common shares as of December 31, 2009.


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 

 

           
1   NAMES OF REPORTING PERSONS

Infinity Wealth Holdings Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,923,576 common shares5
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,923,576 common shares 5
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,923,576 common shares 5
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.5%6
     
12   TYPE OF REPORTING PERSON
   
  CO
 5 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
6 Based on 44,784,766 outstanding common shares as of December 31, 2009.


Table of Contents

                     
CUSIP No.
 
00211V106  
SCHEDULE 13G Page  
  of   
10 Pages 

 

           
1   NAMES OF REPORTING PERSONS

Walter Wang Family Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Cayman Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,923,576 common shares7
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,923,576 common shares 7
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,923,576 common shares 7
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.5%8
     
12   TYPE OF REPORTING PERSON
   
  OO
 7 Includes 2,886,936 common shares and 18,320 American Depositary Shares (representing 36,640 common shares) held by Wealth Treasure Management Limited, a British Virgin Islands company wholly owned by Infinity Wealth Holdings Limited and ultimately wholly owned by HSBC International Trustee Limited as trustee of Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands with Walter Lin Wang as the settlor and one of the beneficiaries. Walter Lin Wang is the sole director of Wealth Treasure Management Limited.
8 Based on 44,784,766 outstanding common shares as of December 31, 2009.


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 
Item 1(a) Name of Issuer:
ATA Inc. (“Issuer”)
Item 1(b) Address of Issuer’s Principal Executive Offices:
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
Item 2(a) Name of Person Filing:
Walter Lin Wang
Wealth Treasure Management Limited
Infinity Wealth Holdings Limited
Walter Wang Family Trust
Item 2(b) Address of Principal Business Office or, If None, Residence
Walter Lin Wang
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
Wealth Treasure Management Limited
Portcullis TrustNet Chambers, P.O. Box 3444
Road Town, Tortola
British Virgin Islands
Infinity Wealth Holdings Limited
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
Walter Wang Family Trust
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
Item 2(c) Citizenship
Walter Lin Wang — People’s Republic of China
Wealth Treasure Management Limited — British Virgin Islands
Infinity Wealth Holdings Limited — British Virgin Islands
Walter Wang Family Trust — Cayman Islands
Item 2(d) Title of Class of Securities:
Common shares, par value US$0.01
American Depository Shares, each representing two common shares

 


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 
Item 2(e) CUSIP Number:
00211V106
Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned:
                                     
                        Shared   Sole power to    
                Sole power   power to   dispose or to   Shared power
    Amount           to vote or   vote or to   direct the   to dispose or to
    beneficially   Percent   direct   direct   disposition   direct the
Reporting Person   owned:   of class:   the vote:   the vote:   of:   disposition of:
Walter Lin Wang
  2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     6.5 %     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)
Wealth Treasure
Management Limited
  2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     6.5 %     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)
Infinity Wealth
Holdings Limited
  2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     6.5 %     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)
Walter Wang Family Trust
  2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     6.5 %     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)     0     2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares)
The percentages of ownership set forth above are based on 44,784,766 common shares outstanding as of December 31, 2009.
Wealth Treasure Management Limited is the record holder of the 2,923,576 common shares (including 2,886,936 common shares and 18,320 American Depositary Shares representing 36,640 common shares). Walter Lin Wang is the sole director of Wealth Treasure Management Limited. Wealth Treasure Management Limited is wholly owned by Infinity Wealth Holdings Limited, which is wholly owned by Walter Wang Family Trust, an irrevocable trust constituted under the laws of the Cayman Islands. HSBC International Trustee Limited is trustee of Walter Wang Family Trust. Walter Lin Wang is the settlor and one of the beneficiaries of Walter Wang Family Trust. As trustee of Walter Wang Family Trust, HSBC

 


Table of Contents

                     
CUSIP No.
 
00211V106 
SCHEDULE 13G Page  
  of   
10 Pages 
International Trustee Limited has indirect voting and dispositive power with respect to the shares. HSBC International Trustee Limited reports its beneficial ownership with respect to the 2,930,576 common shares on its own individual Schedule 13G.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Not applicable.
Item 7.   Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certifications
Not applicable.

 


Table of Contents

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2010
             
    Walter Lin Wang    
 
           
 
    /s/ Walter Lin Wang    
 
           
 
    Wealth Treasure Management Limited    
 
           
 
  By:   /s/ Walter Lin Wang    
 
           
 
  Name:   Walter Lin Wang    
 
  Title:   Sole director of Wealth Treasure Management Limited    
 
           
 
    Infinity Wealth Holdings Limited    
 
           
 
  By:   Annette Siu Sharnika Wijetunge    
 
           
 
  Name:   Annette Siu & Sharnika Wijetunge    
 
  Title:   Authorised Signatories of
Infinity Wealth Holdings Limited
   
 
           
 
    Walter Wang Family Trust    
 
           
 
  By:   Annette Siu Sharnika Wijetunge    
 
           
 
  Name:   Annette Siu & Sharnika Wijetunge    
 
  Title:   Authorised Signatories of    
 
      HSBC International Trustee Limited, as trustee    

 


Table of Contents

LIST OF EXHIBITS
     
Exhibit No.   Description
A
  Joint Filing Agreement (incorporated by reference to Exhibit A of the initial Schedule 13G filed with the Securities and Exchange Commission on Febrary 17, 2009)