SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 12, 2010
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
(Amendment No. 1)
ATA Inc.
Common Shares*
American Depositary Shares
American Depositary Shares
00211V106**
December 31, 2009
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
o Rule 13d-1(c)
þ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
* Not for trading, but only in connection with the registration of American Depositary Shares
each representing 2 common shares.
** This CUSIP number applies to the American Depositary Shares.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act, but shall be subject to all other provisions of the
Act (however, see the Notes).
TABLE OF CONTENTS
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 2 |
of | 5 Pages |
1 | NAMES OF REPORTING PERSONS HSBC International Trustee Limited (as trustee for the trusts which ultimately own common shares of the Issuer) |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
British Virgin Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 14,570,670 common shares 1 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 14,570,670 common shares 1 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
14,570,670 common shares 1 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
32.5%2 | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
1 | Includes 8,935,584 common shares and 2,817,543 American Depositary Shares (representing 5,635,086 common shares) beneficially owned by the Reporting Person solely in its capacity as trustee of various trusts. | |
2 | Based on 44,784,766 outstanding common shares as of December 31, 2009. |
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 3 |
of | 5 Pages |
Item 1(a) | Name of Issuer: |
ATA Inc. (Issuer)
Item 1(b) | Address of Issuers Principal Executive Offices: |
8th Floor, Tower E, 6 Gongyuan West St.
Jian Guo Men Nei
Beijing 100005, China
Jian Guo Men Nei
Beijing 100005, China
Item 2(a) | Name of Person Filing: |
HSBC International Trustee Limited
Item 2(b) | Address of Principal Business Office or, If None, Residence; Citizenship |
HSBC International Trustee Limited
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
21 Collyer Quay #09-01,
HSBC Building,
Singapore 049320
Item 2(c) | Citizenship |
HSBC International Trustee Limited British Virgin Islands
Item 2(d) | Title of Class of Securities: |
Common shares, par value US$0.01
American Depository Shares, each representing two common shares
Item 2(e) | CUSIP Number: |
00211V106
Item 3. | Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c): |
Not applicable.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 4 |
of | 5 Pages |
Item 4. | Ownership |
(a) | Amount Beneficially Owned: |
Shared | ||||||||||||||||||
Sole power | power to | Sole power to | Shared power | |||||||||||||||
Amount | to vote or | vote or to | dispose or to | to dispose or to | ||||||||||||||
beneficially | Percent | direct | direct | direct the | direct the | |||||||||||||
Reporting Person | owned: | of class: | the vote: | the vote: | disposition of: | disposition of: | ||||||||||||
HSBC International Trustee Limited |
14,570,670 common shares (including 8,935,584 common shares and 2,817,543 American Depositary Shares representing 5,635,086 common shares) | 32.5 | % | 14,570,670 common shares (including 8,935,584 common shares and 2,817,543 American Depositary Shares representing 5,635,086 common shares) | 0 | 14,570,670 common shares (including 8,935,584 common shares and 2,817,543 American Depositary Shares representing 5,635,086 common shares) | 0 |
The percentages of ownership set forth above are based on 44,784,766 common shares
outstanding as of December 31, 2009.
All common shares and American Depositary Shares reported herein by HSBC International
Trustee Limited are owned by it solely in its capacity as trustee of various trusts, which
in the aggregate own a total of 14,570,670 common shares of the Issuer. Accordingly, HSBC
International Trustee Limited may be deemed to beneficially own such common shares of the
Issuer that are beneficially owned by the trusts for which HSBC International Trustee
Limited acts as the trustee. However, each of the trusts and the companies directly or
indirectly wholly owned by such trusts, including the respective record shareholders of the
shares of the Issuer beneficially owned by HSBC International Trustee Limited, disclaim any
beneficial ownership of common shares of the Issuer beneficially owned by other trusts and
the companies directly or indirectly wholly owned by such trusts.
Item 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certifications |
Not applicable.
Table of Contents
CUSIP No. |
00211V106 |
SCHEDULE 13G | Page | 5 |
of | 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated:
February 12, 2010
HSBC International Trustee Limited | ||||||
By: | /s/ Annette Siu & Sharnika Wijetunge | |||||
Name: | Annette Siu & Sharnika Wijetunge | |||||
Title: | Authorised Signatories of | |||||
HSBC International Trustee Limited |