SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 13, 2009
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
American Depositary Shares
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
* Not for trading, but only in connection with the registration of American Depositary Shares each representing 2 common shares.
** This CUSIP number applies to the American Depositary Shares.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
00211V106 |
Page | 2 |
of | 10 |
1 | NAMES OF REPORTING PERSONS SB Asia Investment Fund II L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 13,462,862 common shares1 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 13,462,862 common shares1 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
13,462,862 common shares1 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
29.5%2 | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
00211V106 |
Page | 3 |
of | 10 |
1 | NAMES OF REPORTING PERSONS SAIF II GP L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 13,462,862 common shares3 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 13,462,862 common shares3 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
13,462,862 common shares3 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
29.5%4 | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
00211V106 |
Page | 4 |
of | 10 |
1 | NAMES OF REPORTING PERSONS SAIF Partners II L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 13,462,862 common shares5 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 13,462,862 common shares5 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
13,462,862 common shares5 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
29.5%6 | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
00211V106 |
Page | 5 |
of | 10 |
1 | NAMES OF REPORTING PERSONS SAIF II GP Capital Ltd. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 13,462,862 common shares7 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 13,462,862 common shares7 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
13,462,862 common shares7 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
29.5%8 | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
CUSIP No. |
00211V106 |
Page | 6 |
of | 10 |
Item 1(a)
|
Name of Issuer: | |
ATA Inc. (Issuer) | ||
Item 1(b)
|
Address of Issuers Principal Executive Offices: | |
8th Floor, Tower E, 6 Gongyuan West St., Jian Guo Men Nei, Beijing 100005, China | ||
Item 2(a)
|
Name of Person Filing: | |
SB Asia Investment Fund II L.P. | ||
SAIF II GP L.P. | ||
SAIF Partners II L.P. | ||
SAIF II GP Capital Ltd. | ||
Item 2(b)
|
Address of Principal Business Office or, If None, Residence; Citizenship | |
SB Asia Investment Fund II L.P. | ||
c/o M&C Corporate Services Limited | ||
P.O. Box 309GT | ||
Ugland House, South Church Street | ||
George Town, Grand Cayman | ||
Cayman Islands | ||
SAIF II GP L.P. | ||
c/o M&C Corporate Services Limited | ||
P.O. Box 309GT | ||
Ugland House, South Church Street | ||
George Town, Grand Cayman | ||
Cayman Islands | ||
SAIF Partners II L.P. | ||
c/o M&C Corporate Services Limited | ||
P.O. Box 309GT | ||
Ugland House, South Church Street | ||
George Town, Grand Cayman | ||
Cayman Islands | ||
SAIF II GP Capital Ltd. | ||
c/o M&C Corporate Services Limited | ||
P.O. Box 309GT | ||
Ugland House, South Church Street | ||
George Town, Grand Cayman | ||
Cayman Islands |
CUSIP No. |
00211V106 |
Page | 7 |
of | 10 |
Item 2(c)
|
Citizenship | |
SB Asia Investment Fund II L.P. Cayman Islands | ||
SAIF II GP L.P. Cayman Islands | ||
SAIF Partners II L.P. Cayman Islands | ||
SAIF II GP Capital Ltd. Cayman Islands | ||
Item 2(d)
|
Title of Class of Securities: | |
Common shares, par value US$0.01 | ||
American Depository Shares | ||
Item 2(e)
|
CUSIP Number: | |
00211V106 | ||
Item 3.
|
Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c): | |
Not applicable. | ||
Item 4.
|
Ownership | |
(a) Amount Beneficially Owned: | ||
Shared | ||||||||||||||||||
Sole power | power to | Sole power to | Shared power | |||||||||||||||
Amount | to vote or | vote or to | dispose or to | to dispose or to | ||||||||||||||
beneficially | Percent | direct | direct | direct the | direct the | |||||||||||||
Reporting Person | owned: | of class: | the vote: | the vote: | disposition of: | disposition of: | ||||||||||||
SB Asia Investment
Fund II L.P.
|
13,462,862 common shares* |
29.5 | % | 13,462,862 common shares* |
0 | 13,462,862 common shares* |
0 | |||||||||||
SAIF II GP L.P.
|
13,462,862 common shares* |
29.5 | % | 13,462,862 common shares* |
0 | 13,462,862 common shares* |
0 | |||||||||||
SAIF Partners II L.P.
|
13,462,862 common shares* |
29.5 | % | 13,462,862 common shares* |
0 | 13,462,862 common shares* |
0 | |||||||||||
SAIF II GP Capital
Ltd.
|
13,462,862 common shares* |
29.5 | % | 13,462,862 common shares* |
0 | 13,462,862 common shares* |
0 |
* | Includes 12,707,436 common shares and 377,713 ADSs, representing 755,426 common shares. | |
The percentages of ownership set forth above are based on 45,675,521 common shares outstanding as of December 31, 2008. | ||
SAIF II GP Capital Ltd. is the sole general partner of SAIF Partners II L.P., which is the sole general partner of SAIF II GP L.P., which is in turn the sole general partner of SB Asia Investment Fund II L.P., which is the record owner of the common shares. |
CUSIP No. |
00211V106 |
Page | 8 |
of | 10 |
Item 5.
|
Ownership of Five Percent or Less of a Class | |
Not applicable. | ||
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person | |
Not applicable. | ||
Item 7.
|
Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person | |
Not applicable. | ||
Item 8.
|
Identification and Classification of Members of the Group | |
Not applicable. | ||
Item 9.
|
Notice of Dissolution of Group | |
Not applicable. | ||
Item 10.
|
Certifications | |
Not applicable. |
SB Asia Investment Fund II L.P. |
||||
By: | /s/ Andrew Y. Yan | |||
Name: | Andrew Y. Yan | |||
Title: | Director of SAIF II GP Capital Ltd., which is the General Partner of SAIF Partners II L.P., which is the General Partner of SAIF II GP L.P., which is the General Partner of SB Asia Investment Fund II L.P. | |||
SAIF II GP L.P. |
||||
By: | /s/ Andrew Y. Yan | |||
Name: | Andrew Y. Yan | |||
Title: | Director of SAIF II GP Capital Ltd., which is the General Partner of SAIF Partners II L.P., which is the General Partner of SAIF II GP L.P. | |||
SAIF Partners II L.P. |
||||
By: | /s/ Andrew Y. Yan | |||
Name: | Andrew Y. Yan | |||
Title: | Director of SAIF II GP Capital Ltd., which is the General Partner of SAIF Partners II L.P. | |||
SAIF II GP Capital Ltd. |
||||
By: | /s/ Andrew Y. Yan | |||
Name: | Andrew Y. Yan | |||
Title: | Director of SAIF II GP Capital Ltd. |
Exhibit No. | Description | |
A
|
Joint Filing Agreement (incorporated by reference to Exhibit A of the initial Schedule 13G filed with the Securities and Exchange Commission on Febrary 5, 2009) |